How to do harm by following the rules

Stephen L. Winter is a law professor at Wayne State University School of Law I've followed his excellent writings for many years. I recently read one of his more recent articles, "John Roberts Formalist Nightmare," alleged in the January, 2009 edition of the University of Miami Law Review (63 U. Miami L Review 2009) (not available online). To set the stage for his brutal critique of Supreme Court Chief Justice John Roberts, Winter considers four approaches to the meaning of "formalism." In the first approach,

The term "formalist" is an epithet to describe a judicial decision that ascribes away responsibility (as in, "It's not me, it's my job . . . or the law, or the text, etc."). Hence, formalism is the frequent refuge of socially and politically conservative judges when faced with the claims of reform movements.

The second approach is closely related to the first. It refers to "mechanical jurisprudence." The basic idea is that "general doctrines can be applied deductively to decide specific cases, thereby assuring the objectivity and neutrality of judicial decision-making." Under this approach, the reasoning process is "supposed to be guided solely by the formal entailment of the concept. Under this second approach, a judge will insist that a concept (e.g., "freedom of contract") fully determines the outcome of a particular dispute, irrespective of the broader social ramifications. The third approach connotes "hypertechnicality in judicial decision-making." Winter points to two recent decisions by Chief Justice Roberts in which the United States Supreme Court rigidly applied legal deadlines "notwithstanding the presence of strong equable claims and long recognized exceptions." One of those cases was Ledbetter versus Goodyear Tire & Rubber Co., a decision so palpably unfair in its anal-retentive application of a narrow statute limitations that Congress promptly got to work on the issue and recently overruled it. See here and here. As Winter points out, Ledbetter is a great example of the many instances in which "hypertechnicality and conceptualism often work hand-in-hand to provide a cover of necessity for willfully reactionary decisions." There is also a fourth sense of formalism. In this fourth approach to formalistic reasoning, concepts are treated as meaningful "entirely abstracted from their contexts. Winter gives the example of Plessy vs. Ferguson, in which the Supreme Court presented its solution to the case as one of "formal equality," presuming the absolute equality of the races before the law, bringing to mind Anatole France's famous quote that "The law in all its majesty forbids the rich and poor alike to sleep under bridges, to beg in the streets, and this deal their bread." Winter laments that thanks to its ability to frame individuals in abstract ways, far from their real-life social contacts, this sense of formalism allows a court to simultaneously express regret for an outcome yet fiercely perpetuate it through conscious and narrowly tailored decision-making. What do each of these senses of formalism haven't common? Each of these approaches allows decision-makers to

give every appearance of deciding the case according to law without ever acknowledging that the law they are "following" is in actuality a product of their own interpretive acts. . . . Formalist legal reasoning engages the decision-maker in a performance of impersonal decision by appealing to authority. It disclaims the personal responsibility of the decision-maker and, though us, frustrates accountability. . . It operates in abstraction from the social prerequisites and consequences of law. In all these ways, formalism is anything but democratic . . . it is a distorting methodology that weighs on the law like a nightmare more reminiscent of the injustices of the 19th century than of a modern society that professes to value equal justice under law.

Stephen Winter's analysis of formalism can be extended far beyond exercises in jurisprudence. It can be extended to all instances wherein someone wielding political power makes an argument or a decision by focusing tightly on a principle detached from the social context that gives that principle its legitimacy. Winter's article is also well worth reading for anyone who wants to see substantial evidence that the Chief Justice of the Supreme Court of United States is quite capable of a substantial misreading of one of the most important cases ever decided, Brown v Board of Education. For instance, Justice John Roberts claims that Brown determined the outcome of Parents Involved in Cmty. Sch. v. Seattle Sch. Dist. No. 1, 127 S. Ct. 2738 (2007) in that Brown purportedly prohibited government classification and separation, whereas the boundary plan adopted by the Seattle and Louisville school boards did not "separate" students at all. These were plans that were adopted for the purpose of providing a remedy for racial isolation. Winter points out several other major distortions Roberts gives to Brown. Winter also establishes Roberts' hypocrisy in criticizing a fellow justice (Justice Stephen Breyer) for relying on dicta when Roberts himself strays even further from relying on the holdings of precedent when he relied upon statements contained in appellate briefs, statements not included in Supreme Court opinions at all.

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Facebook and Twitter as marshmallow dispensers

I’ve previously written about a fascinating marshmallow experiment here and here. To set the stage, keep in mind that marshmallows are the equivalent of crack cocaine for young children. In the experiment, numerous four-year olds were each left alone with a marshmallow and told that they could eat it if they wanted. They were also told that if they could wait until the experimenter returned (which would happen 15 minutes later), they could have two marshmallows. Only about 30% of the children had the discipline to wait for the experimenter to return. When the psychologists followed up on these children fourteen years later, they found some startling things. Those four-year-olds who exerted the willpower to wait for two marshmallows scored an average of more than 200 points higher on the SAT than those who couldn’t wait. Those who could wait also show themselves to be more cooperative, more able to work under pressure and more self-reliant. In sum, they were dramatically more able to achieve their goals than those who couldn’t wait. Which leads me to this thought: Are Internet social sites the cyber-equivalent of marshmallow dispensers? Since reading of the marshmallow experiment, I have repeatedly thought of inability of many people to resist spending hours on social sites such as Facebook and Twitter. I also think of those who burn long hours on MySpace and those who are non-stop texters. Perhaps Internet news junkies belong in the same category. I don’t know the exact numbers, but there are numerous folks who aren’t getting nearly enough important things done in their lives (things THEY consider to be important) who are spending immense numbers of hours chatting and gossiping. I personally know some of these people. If these were retired people without any daily obligations, it would be one thing. Many of them, however, are blowing countless chances to make significant progress on goals that they themselves have set.

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Add your voice: Keep the Internet open and free.

The context for this post is provided by Michael Lynton, CEO of Sony Pictures, who recently stated:

I'm a guy who sees nothing good having come from the Internet. Period."

Now, in light of that bizarre, politically motivated statement, what's going on at the FCC? FreePress advises:

At this very minute, the Federal Communications Commission is crafting America's first national broadband plan. Whether the plan will give more control over our Internet to the likes of Sony Pictures, Comcast, AT&T, Time Warner Cable and Verizon depends on what we do right now.

These companies' well-heeled lobbyists are flooding the FCC's public docket with comments in support of policies that let them:

  • Tilt the Web’s level playing field to favor the Web sites of corporate partners;
  • Deploy content-sniffing devices that would randomly open and sift through our private Web communications;
  • Impose usage penalties on people who use the Web for more than simple e-mail and Web surfing;
  • Block innovative Web services that compete against their phone, cable and entertainment products; and
  • Disconnect users for any reason or without justification
What can you do to keep things on track at the FCC? Write a comment to the FCC. It will only take a minute. Let your voice counter-balance the monied corporate interests that are trying to grab hold of the Internet for the sole purpose of squeezing out profits, just as they grabbed hold of all other electronic media during prior decades. Note that we now have a president who is committed to keeping the Internet open and free:

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Compassionate Fangs

Last week I received my DVD of Dreams With Sharp Teeth, the new documentary about Harlan Ellison. I've watched it a couple of times now, thoroughly enjoying it. Neil Gaiman makes the observation in the film that Ellison has been engaged in a great big piece of performance art called "Harlan Ellison" and I think he's spot on. Harlan---he is one of the only writers who ever worked in the realm of fantastic literature to be known almost immediately by his first name---is very much part and parcel of his work. You don't get the one without the other. Which is not to say the work doesn't stand on its own. It does, very much so. No doubt there are many people who have read the occasional Ellison story and found it...well, however they found it. Anything, I imagine, but trivial. If they then go on to become fans of the stories, eventually they will become aware of the person, mainly by virtue of the extensive introductions Harlan writes to just about everything he does, secondarily by the stories told by those who know, or think they know, something about him, either through personal experience or by word of mouth. He's fascinating to watch. Sometimes it's like watching a tornado form. Harlan was born in 1934, which makes him 75 now. This seems incredible to me, sobering even. He will always seem to me to be about 40, even though I have seen him now for years with white hair and other attributes of age. The voice has gotten a bit rougher, but he's just as sharp as ever. I have been in his actual presence on two occasions. In 1986 he showed up in Atlanta at the world SF convention that year and I have a couple of autographed books as a result. He dominated a good part of one day for us. The second time was in 1999 or so, at a small convention called ReaderCon in Massachussetts, where he was guest of honor. On that occasion I had lunch with him and few others and that lunch remains memorable, because I got to see the man when he isn't On. That is, it was before the convention began and he was, so to speak, "off duty" and was more relaxed, less hyperbolic. And it was a great pleasure. It is easy to see why people are drawn to him. He is something of a contradiction.

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